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Carlos A Amaris

Ameriprise Financial Services, LLC

Fort Myers, FL

Naples, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-23
  • FL RA
    APPROVED
    Since 2018-04-23

Branch Locations

14311 Metropolis Ave Ste 205, Fort Myers, FL 33912 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 09/2011 04/2018
Bank Of America, N.A. Naples FL 11/2011 04/2018
Ameriprise Financial Services Inc Fort Myers FL 04/2018 03/2020
Ameriprise Financial Services, Llc Fort Myers FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-08
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S66 Uniform Combined State Law Examination
    2010-02-08
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15
Other Names
  • Carols A Amaris

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
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