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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-03-25 |
Branch Locations
42 New Orleans Rd #5, Hilton Head Island, SC 29938 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Matthews | VA | 08/2009 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 03/2025 |
| Osaic Advisory Services | Atlanta | GA | 10/2024 | 03/2025 |
| Lpl Financial Llc | Hilton Head Island | SC | 03/2025 | Present |
1. 02/26/2025- North River Financial Group LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2) 03/24/2025 - North River Financial Group LLC - Insurance Agency - Investment Related - At Reported Business Location (s) - 1Hrs/Mth - 1Hrs During Trading - Insurance Agency - Start date:08/01/2009 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-24 |
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