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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

200 Washington St Ste 202, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 06/1992 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 01/1994 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1992 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 01/1994 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

OWNER WITH WIFE OF RENTAL FARMLAND, MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Other Names
  • Clifford Ronald Jr Davis

View on SEC IAPD

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