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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2011-06-17 |
| TX | RA | APPROVED_RES | 2010-07-14 |
Branch Locations
650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Charlottesville | VA | 08/1990 | Present |
| Merrill Lynch | Charlottesville | VA | 08/1990 | Present |
I*133091 For profit or not for profit: For-Profit Organization Name of outside business organization: QVC Investment related: N Address of business: West Chester, Pennsylvania 19380 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 9/11/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a home shopping network company. I haven't started, seeking approval first.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
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