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3300 Fernbrook Ln N Suite 250, Minneapolis, MN 55447-5341 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-06-08 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
3300 Fernbrook Ln N Suite 250, Minneapolis, MN 55447-5341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Perspectives, Inc. | Plymouth | MN | 04/2005 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2013 | Present |
1) FP TAX & ACCOUNTING, LLC DBA DUGAN & COMPANY. 3300 FERNBROOK LANE N, SUITE 250, MINNEAPOLIS, MN 55447. TAX PREPARER, 33% OWNER, SEASONAL. NOT INVESTMENT RELATED. 01/1994. 2) INSURANCE LICENSE, 3300 FERNBROOK LANE N, SUITE 250, MINNEAPOLIS, MN 55447. INVESTMENT RELATED. 02/1999. 3) NOTARY PUBLIC, 3300 FERNBROOK LANE N, SUITE 250, MN 55447. NOT INVESTMENT RELATED. 7/2002. 4) FINANCIAL PERSPECTIVES, INC., 3300 FERNBROOK LANE N, Suite 250, MINNEAPOLIS, MN 55447. RIA, INVESTMENT RELATED. 04/2005.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-07 |
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