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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-01 |
| HI | RA | APPROVED | 2019-03-27 |
Branch Locations
700 Bishop St Ste 1703, Honolulu, HI 96813 • United States
Waipahu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 10/2005 | 03/2019 |
| Ameriprise Financial Services, Inc. | Honolulu | HI | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Business Ownership; SANDRA J YORONG LLC; ; HOLDING COMPANY FOR PUBLISHED BOOK; 94-265 OLUA PLACEWAIPAHU, HI 96797, ,; Not Investment-Related; 06/01/2008; 1 to 9 hours per month; 0 during trading hours / Mei June LLC; Owner; Retail; 94-265 Olua Place, , Waipahu, HI, 96797; Not Investment-Related; 08/16/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-09 |
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