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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-17 |
| AR | RA | APPROVED | 2016-06-24 |
| TX | RA | APPROVED | 2016-06-24 |
Branch Locations
9907 E Bell Rd, Ste 120 [Satellite], Scottsdale, AZ 85260 • United States
5200 Northshore Lane [Satellite], North Little Rock, AR 72118 • United States
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 06/2016 | Present |
MARTIN FINANCIAL LLC; INV. RELATED; LITTLE ROCK, AR; 90% OWNERSHIP; START DATE: 06/21/16; 10 HRS PER MONTH; 0 HRS DURING TRADING; FINET PRACTICE. TRANSITIONS WEALTH MANAGEMENT OF ARKANSAS, LLC; INV. RELATED; LITTLE ROCK, AR; 45% OWNERSHIP; START DATE: 1/1/21; 10 HRS PER MONTH; 0 HRS DURING TRADING; FINET PRACTICE.| TRANSITIONS WEALTH MANAGEMENT OF ARKANSAS II LLC; INV RELATED; LITTLE ROCK, AR; FINET ;50% OWNERSHIP; START DATE: 09/17/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-12 |
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