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Andrew Robert Nugent

Sage Capital Advisors, LLC

La Jolla, CA

Sioux Falls, SD

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Current Employers
Sage Capital Advisors, Llc

122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-19
  • CA RA
    APPROVED
    Since 2018-07-19

Branch Locations

5672 La Jolla Boulevard, La Jolla, CA 92037 • United States

122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brandes Investment Partners, L.P. San Diego CA 10/2011 06/2018
Sage Capital Advisors, Llc La Jolla CA 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-02
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S65 Uniform Investment Adviser Law Examination
    1999-04-02
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Designations
Other Names
  • Andy R Nugent

View on SEC IAPD

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