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Susan Ann Hamilton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-01-05
  • TX RA
    APPROVED_RES
    Since 2006-01-05

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 09/2003 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11
Other Names
  • Susan A Hamilton
  • Susan Ann Thompson
  • Susie Hamilton

View on SEC IAPD

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