Brian William Jones

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
MD	RA	APPROVED	2009-03-13

TX RA
APPROVED_RES

Since 2015-02-05
MD RA
APPROVED

Since 2009-03-13

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Boulder	CO	03/2009	Present

03/2009 → Present

Rbc Capital Markets, Llc

Boulder, CO

Previous Registrations

1999-02-28 → 2009-03-13

Ferris, Baker Watts, Llc

Towson, MD

Lemoyne, PA

Hunt Valley, MD

Hunt Valley, MD

Frederick, MD

Other Businesses

RENTAL PROPERTY; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: HOME RENTAL; NOT INVESTMENT RELATED; START DATE: 10/01/2017; CAPACITY: SOLE PROPRIETOR; DUTIES: MAINTENANCE AND BILLS; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-06
S63	Uniform Securities Agent State Law Examination	1994-03-16

S65 Uniform Investment Adviser Law Examination

1995-12-06
S63 Uniform Securities Agent State Law Examination

1994-03-16

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews