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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-04-30 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
7733 Forsyth Blvd. Suite 1000, Clayton, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company Incorporated | Clayton | MO | 11/2002 | Present |
1. University of Michigan Alumni Club of St. Louis; 5330 Murdoch Ave St. Louis, MO 63109; Alumni Club; Board Member; Help with social and networking events; 01/01/2020; 2 Hours per Month; Not During Securities Trading Hours; Not-Investment-Related. 2. PROMO; 2200 Gravois Ave Ste 201, St Louis, MO 63104; Missouri statewide organization advocating to LGBT equality; Member of the finance committee; Attend monthly meetings to help monitor and oversee budgeting and finances, work with treasurer, and executive offices; 01/01/2021; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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