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Jeffrey Howard Bemel

Equitable Advisors, LLC

Minneapolis, MN

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
MN RA APPROVED 2013-11-07
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • MN RA
    APPROVED
    Since 2013-11-07

Branch Locations

8441 Wayzata Boulevard Suite 230, Minneapolis, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

Outside Business Activities; DBA Falcon Financial LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-05
S63 Uniform Securities Agent State Law Examination 1994-03-01
  • S65 Uniform Investment Adviser Law Examination
    2000-05-05
  • S63 Uniform Securities Agent State Law Examination
    1994-03-01

View on SEC IAPD

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