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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-08 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Toledo | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.Charles E. Ide dba Astro Hot Rod Shop; Investment related-No; DETROIT, MI; Vintage Cars; Buy and sell cars and parts(proprietor, partner, officer, director, employee, trustee, agent); Dec 2004; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-25 |
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