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4105 E Broadway Suite 102, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-06 |
Branch Locations
4105 E Broadway Suite 102, Long Beach, CA 90803 • United States
Fair Play, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iron Financial | Northbrook | IL | 04/2014 | 08/2017 |
| Unified Financial Securities, Inc. | Indianapolis | IN | 10/2014 | 08/2017 |
| Wildermuth Advisory | Ponte Vedra Beach | FL | 10/2017 | 03/2022 |
| Wildermuth Securities | Ponte Vedra Beach | FL | 10/2017 | 03/2022 |
| Kaplan Financial | Fort Lauderdale | FL | 09/2022 | Present |
| Pinnacle Capital Securities, Llc | Long Beach | CA | 05/2023 | Present |
| Unemployed | Fair Play | SC | 04/2022 | 08/2022 |
Pass Perfect; not investment related. 3625 Brookside Pkwy, #450, Alpharetta, Georgia 30022. Course Instructor. October 2023 to present. 20 hours per month, 12 during trading hours. Teach course material to securities license candidates.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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