Best Investors Account Sign in
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-08-21
TX RA APPROVED_RES 2023-08-21
IL RA APPROVED 2021-03-19
  • OK RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED_RES
    Since 2023-08-21
  • IL RA
    APPROVED
    Since 2021-03-19

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 11/2019 12/2020
Mml Distributors, Llc Naperville IL 12/2019 12/2020
Unemployed Naperville IL 01/2019 11/2019
Rmr Wealth Builders, Inc. Teaneck NJ 01/2021 01/2021
Fidelity Investments Naperville IL 01/2021 03/2021
Thrivent Investment Management Inc Minneapolis MN 03/2021 Present
Thrivent Financial Appleton WI 03/2021 Present
Princor Financial Services Corporation A Sub Of Principal Life Lombard IL 12/1993 01/2019
Principal Mutual Life Insurance Co. Lombard IL 01/1989 01/2019
  • 11/2019 → 12/2020
    Massmutual
    Springfield, MA
  • 12/2019 → 12/2020
    Mml Distributors, Llc
    Naperville, IL
  • 01/2019 → 11/2019
    Unemployed
    Naperville, IL
  • 01/2021 → 01/2021
    Teaneck, NJ
  • 01/2021 → 03/2021
    Fidelity Investments
    Naperville, IL
  • 03/2021 → Present
    Minneapolis, MN
  • 03/2021 → Present
    Thrivent Financial
    Appleton, WI
  • 12/1993 → 01/2019
    Princor Financial Services Corporation A Sub Of Principal Life
    Lombard, IL
  • 01/1989 → 01/2019
    Principal Mutual Life Insurance Co.
    Lombard, IL
Previous Registrations
  • 2021-01-29 → 2021-03-12
    Fidelity Personal And Workplace Advisors
    Naperville, IL
  • 2021-01-06 → 2021-01-27
    Naperville, IL
    Montclair, NJ
  • 2005-05-11 → 2019-02-07
    Downers Grove, IL
    Des Moines, IA
    Lombard, IL
    Downers Grove, IL
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-10
S63 Uniform Securities Agent State Law Examination 1994-02-16
  • S66 Uniform Combined State Law Examination
    2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-02-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor