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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-12-15 |
| AL | RA | APPROVED | 2023-12-13 |
| AR | RA | APPROVED | 2023-12-13 |
| MS | RA | APPROVED | 2023-12-13 |
| NE | RA | APPROVED | 2023-12-13 |
| OK | RA | APPROVED | 2023-12-13 |
| RI | RA | APPROVED | 2023-12-13 |
| WA | RA | APPROVED | 2023-12-13 |
| DE | RA | APPROVED | 2019-06-20 |
| VA | RA | APPROVED | 2019-05-17 |
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Plymouth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 05/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
NAME OF ACTIVITY: XCEL ENERGY CENTER/MINNESOTA WILD; DATE ACTIVITY STARTED 08/13/2013; TYPE OF ACTIVITY: USHER; ROLE: EMPLOYEE; DUTIES: SCAN TICKETS AT ENTRANCE, ASSIST PATRONS IN FINDING THEIR SEATS, ETC.; TOTAL HOURS PER MONTH 0-20; HOURS DURING TRADING HOURS PER MONTH 0-20; INCOME PER YEAR: UP TO $10,000; THIS ACTIVITY DOES NOT INCLUDE PROVIDING INVESTMENT ADVICE, CONDUCTING SECURITIES TRADING OR MANAGING THE ASSETS OF OTHERS; THIS ACTIVITY DOES NOT INVOLVE AMERIPRISE CLIENTS; THIS ACTIVITY IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-11 |
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