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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Longview | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Longview | TX | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Longview | TX | 06/2023 | Present |
TSH ASSETS LLC; INV. RELATED; GLADEWATER, TX; 100% OWNERSHIP; START DATE 6/1/2023; 160 HRS PER MONTH; 8 HRS DURING TRADING; FINET PRACTICE. | PS2911; INV RELATED; LONGVIEW, TX. REAL ESTATE; 5% OWNERSHIP; START DATE 01/10/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE| COMMERCIAL PROPERTY; INV RELATED; LONGVIEW, TX; WEALTH MANAGEMENT PRACTICE; 5% OWNERSHIP; START DATE 02/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE ESTATE OF FAMILY MEMBER; INV RELATED;LONGVIEW ,TX; EXECUTOR OF ESTATE; START DATE: 12/24/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-16 |
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