Best Investors Account Sign in

Sean August Mcgee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA

Flemington, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-08-25
TX RA APPROVED_RES 2013-03-19
NJ RA APPROVED 2004-04-01
  • PA RA
    APPROVED
    Since 2016-08-25
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • NJ RA
    APPROVED
    Since 2004-04-01

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

Flemington, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater Township NJ 01/1996 Present
Bank Of America,Na Bridgewater NJ 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-06
S63 Uniform Securities Agent State Law Examination 1996-02-23
  • S65 Uniform Investment Adviser Law Examination
    1996-03-06
  • S63 Uniform Securities Agent State Law Examination
    1996-02-23
Other Names
  • Sean Mcgee

View on SEC IAPD

Other Firms

MORGAN STANLEY
STIFEL, NICOLAUS & COMPANY, INCORPORATED
OSAIC WEALTH, INC.
MML INVESTORS SERVICES, LLC
VENTURA WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CROSSOVER CAPITAL

Other Investors

MICHAEL STEVEN BROOKS
ANGELA MARY SPRENKLE
Kelley Danielle Smith
THOMAS MARTIN WICK
EDWARD CHRISTIAN GRUBER
MICHAEL R JOHNSON
SARAH NICOLE WAGNER FIORELLI
Abigail Page Wick

Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

More in Yardley, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor