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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MN | RA | APPROVED | 2014-02-05 |
Branch Locations
225 South 6Th Street, Minneapolis, MN 55402 • United States
8300 Norman Center Drive, Bloomington, MN 55437 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Minneapolis | MN | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-26 |
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