Michael Scott Walling

Current Employers

Employment History

• 12/2009 → 10/2023
  Triad Advisors, Inc
  Norcross, GA
• 11/2023 → Present
  Arkadios Capital
  Atlanta, GA
• 11/2023 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2009-12-14 → 2023-11-10
  Triad Advisors Llc
  Scottsdale, AZ
  Atlanta, GA

Other Businesses

1)1.RBG CAPITAL LLC; NOT INVESTMENT RELATED; 9590 E IRONWOOD SQUARE DR, SUITE 101,SCOTTSDALE,AZ 85258; INDEPENDENT FINANCIAL ADVISORY OPERATING ENTITY FOR S LICHTBLAU AND M WALLING; PARTNER/OWNER; 9/2003; 140 HRS/MO; 7HRS/DAY; COMPENSATED THROUGH PARTNERSHIP AGREEMENT; BUSINESS LINES INCLUDE: WEALTH MANAGEMENT, LIFE INSURANCE -VARIOUS APPOINTMENTS, BUSINESS SUCCESSION PLANNING, INVESTMENT BANKING SERVICES 1) MERGERS & ACQUISITIONS ADVISORY AND CONSULTING, 2) GROWTH EQUITY & DEBT ADVISORY, 3) CAPITAL STRUCTURES CONSULTING; 2.WALLING BROTHER LLC; NOT INVESTMENT RELATED; 10144 E BECKER LN SCOTTSDALE AZ 85258; HOLDING COMPANY FOR MYSELF AND JEFF WALLING; PARTNER; 5.2005; 4HRS/MO; >1HR/DAY; SHAREHOLDER AGREEMENT WITH JEFF WALLING, NO DIRECT COMPENSATION OR ACTIVE INCOME; OWNS & OPERATES A REBATH FRANCHISE IN TUCSON AZ, LAS VEGAS, NV, EL PASO, TX. MAJORITY OWNERS & OPERATERS OF PETWELLCLINIC FRANCHISES IN MARICOPA COUNTY. OWNS COMMERCIAL PROPERTIES IN TUCSON AND SCOTTSDALE, AZ.; 3.GLW CAPITAL ADVISORS LLC; 9590 E IRONWOOD SQUARE DR, SUITE 101,SCOTTSDALE,AZ 85258; HOLDING COMPANY;MANAGER;8/2005;1 HR/MONTH;0 HRS DURING TRADING;MANAGER OF HOLDING COMPANY WITH STEVE LICHTBLAU

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-10
• S63 Uniform Securities Agent State Law Examination
  1994-01-17

Other Names

• Mike Walling