James Ronald Robinson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-09-09
OH	RA	APPROVED	2009-04-24

TX RA
APPROVED_RES

Since 2011-09-09
OH RA
APPROVED

Since 2009-04-24

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Cincinnati	OH	04/2009	Present

04/2009 → Present

Ubs Financial Services Inc

Cincinnati, OH

Previous Registrations

2001-11-26 → 2009-04-24

Wells Fargo Clearing Services, Llc

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-26
S63	Uniform Securities Agent State Law Examination	1994-02-14

S65 Uniform Investment Adviser Law Examination

2000-12-26
S63 Uniform Securities Agent State Law Examination

1994-02-14

Other Names

Jim Robinson

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews