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333 South Hope Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-27 |
| NY | RA | APPROVED | 2021-07-29 |
| CA | RA | APPROVED | 2021-07-01 |
| GA | RA | APPROVED | 2021-07-01 |
| IL | RA | APPROVED | 2021-07-01 |
| NV | RA | APPROVED | 2021-07-01 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
Colorado Springs, CO • United States
333 South Hope Street, Los Angeles, CA 90071 • United States
399 Park Ave., 34Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Bank & Trust Company | New York | NY | 11/2012 | 07/2021 |
| Capital Group Private Client Services, Inc. | Los Angeles | CA | 07/2021 | 04/2024 |
| Capital Group Private Client Services, Inc. | Los Angeles | CA | 04/2024 | Present |
| Sunflower Realty Llc | Brooklyn | NY | 01/2025 | Present |
SUNFLOWER REALTY LLC POSITION: Sole Member NATURE: LLC formed to own a single single family home rental real estate property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 ADDRESS: 84 Engert Ave Apt 8B, Brooklyn NY 11222, United States DESCRIPTION: * Approving renters/leases * Coordinating maintenance * Financial oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-11 |
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