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Terry Patrick Kelly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Land, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-10
  • TX RA
    APPROVED
    Since 2020-02-10

Branch Locations

13135 Dairy Ashford Rd Retirement & Personal Wealth Solutions, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A I M Distributors, Inc. Houston TX 11/1998 05/2019
Invesco Advisers, Inc. Atlanta GA 01/2010 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 12/2019 Present
Unemployed Atlanta GA 05/2019 12/2019
Previous Registrations
  • 2010-01-01 → 2019-06-06
    Invesco Advisers, Inc.
    Atlanta, GA
  • 2006-09-21 → 2010-01-01
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-20
S63 Uniform Securities Agent State Law Examination 1996-07-08
  • S66 Uniform Combined State Law Examination
    2006-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-07-08

View on SEC IAPD

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