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Victor Anthony Dibattista

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Supply, NC

CRD 2432756

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-01
MD RA APPROVED 2006-08-15
  • NC RA
    APPROVED
    Since 2023-08-01
  • MD RA
    APPROVED
    Since 2006-08-15

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Supply, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc Ft. Lauderdale FL 05/2004 Present
Kovack Advisors Inc. Ft. Lauderdale FL 12/2006 Present
  • 05/2004 → Present
    Kovack Securities Inc
    Ft. Lauderdale, FL
  • 12/2006 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 2002-05-08 → 2004-06-07
    Msi Financial Services, Inc.
    Rockville, MD
Other Businesses

1.) LIFE & HEALTH INSURANCE SALES - 571 ; GLENMORA AVE, SW, SUPPLY, NC 28462; INVESTMENT RELATED; SOLE PROPRIETOR; FIXED INSURANCE SALES; 20% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-08
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S65 Uniform Investment Adviser Law Examination
    1996-04-08
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10
Designations
  • Certified Financial Planner

View on SEC IAPD

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