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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-09
  • MN RA
    APPROVED
    Since 2026-04-09

Branch Locations

225 S Sixth St Ste 4700, Minneapolis, MN 55402-4614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Paul MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 04/2026
Lpl Financial Llc St. Louis Park MN 04/2026 Present
Old National Bank St. Louis Park MN 04/2026 Present
Previous Registrations
  • 2011-01-03 → 2025-12-24
    Minneapolis, MN
    Minneapolis, MN
    Saint Anthony, MN
    Eagan, MN
    Saint Paul, MN
    Apple Valley, MN
    Apple Valley, MN
    Andover, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Saint Paul, MN
    St. Paul, MN
  • 2006-09-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Saint Paul, MN
    San Francisco, CA
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Old National Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date: 04/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-03
S63 Uniform Securities Agent State Law Examination 1993-12-27
  • S66 Uniform Combined State Law Examination
    2004-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-27

View on SEC IAPD

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