Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
NC RA APPROVED 2010-03-19
  • TX RA
    APPROVED
    Since 2025-01-23
  • NC RA
    APPROVED
    Since 2010-03-19

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston-Salem NC 03/2010 11/2016
Wells Fargo Clearing Services, Llc Winston-Salem NC 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-03-25
    Winston-Salem, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roanoke, VA
    Winston-Salem, NC
  • 1998-02-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roanoke, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-22
S63 Uniform Securities Agent State Law Examination 1993-12-23
  • S65 Uniform Investment Adviser Law Examination
    1995-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-12-23
Other Names
  • Tim Barnes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Winston Salem, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor