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David Atwater Johannsen

Johannsen & Associates, Inc.

Santa Barbara, CA

CRD 2430156

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Employer firm

Johannsen & Associates, Inc. CRD 137013

$33.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Johannsen & Associates, Inc.

5290 Overpass Road Suite 208, Santa Barbara, CA 93111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

5290 Overpass Road Suite 208, Santa Barbara, CA 93111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johannsen & Associates, Inc. Santa Barbara CA 10/1990 Present
Other Names
  • David Johannsen

View on SEC IAPD

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