Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-27
NJ RA APPROVED 2025-08-14
TX RA APPROVED_RES 2025-08-11
  • FL RA
    APPROVED
    Since 2026-01-27
  • NJ RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED_RES
    Since 2025-08-11

Branch Locations

470 Columbia Drive Suite 100E, West Palm Beach, FL 33409 • United States

67 E. Park Place Suite 750, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 04/2016 08/2025
Raymond James Financial Services, Inc. Morristown NJ 08/2025 Present
Raymond James Financial Services Advisors, Inc. Morristown NJ 08/2025 Present
Previous Registrations
  • 2016-05-09 → 2025-08-11
    Portland, OR
    Morristown, NJ
  • 2013-10-22 → 2016-05-06
    Woodstock Financial Group, Inc.
    Chatham, NJ
  • 2008-04-24 → 2013-11-04
    Horizon Point Wealth Management, Llc
    Chatham, NJ
  • 2004-12-08 → 2008-04-28
    Morristown, NJ
    New York, NY
  • 2002-11-27 → 2004-12-03
    1717 Capital Management Company
    East Hanover, NJ
  • 2002-06-05 → 2002-11-20
    Prudential Equity Group, Llc
    Short Hills, NJ
Other Businesses

(1)Name of Business: Eagle Rock Wealth Address: 67 E Park Pl Ste 750, Morristown, NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Greenberg & Rapp Address: 67 E Park Pl Ste 750, Morristown, NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Palm Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor