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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-27 |
| NJ | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-11 |
Branch Locations
470 Columbia Drive Suite 100E, West Palm Beach, FL 33409 • United States
67 E. Park Place Suite 750, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 04/2016 | 08/2025 |
| Raymond James Financial Services, Inc. | Morristown | NJ | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Morristown | NJ | 08/2025 | Present |
(1)Name of Business: Eagle Rock Wealth Address: 67 E Park Pl Ste 750, Morristown, NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Greenberg & Rapp Address: 67 E Park Pl Ste 750, Morristown, NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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