Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2016-06-30 |
| TX | RA | APPROVED_RES | 2016-06-28 |
| MN | RA | APPROVED | 2013-11-19 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Bayport, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2008 | Present |
(1) R & T HOCKEY ENTERPRISES LLC; ADDRESS: 60 6TH ST S P19 MINNEAPOLIS, MN 55402; BUSINESS DESCRIPTION: JUNIOR HOCKEY TEAM; NOT INVESTMENT RELATED; START DATE: 12/02/2013; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RONALD MCDONALD HOUSE; ADDRESS: 818 FULTON ST SE MINNEAPOLIS, MN 55414; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/12/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST IN DECISION MAKING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) HERB BROOKS FOUNDATION; ADDRESS: 1700 105TH AVE NE BLAINE, MN 55449; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/12/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST IN DECISION MAKING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) SMS MAINSTREET; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL BUILDING/RESTAURANT; NOT INVESTMENT RELATED; START DATE: 07/30/2015; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 5) NAME OF ENTITY: Pipe Lake LLC ADDRESS: Pipe Lake WI INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Boat Shed CAPACITY: Owner - Passive, Other START DATE: 11/14/22 DUTIES: None..Keeping my space clean HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-28 |
Reach out to this advisor