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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2016-06-30
TX RA APPROVED_RES 2016-06-28
MN RA APPROVED 2013-11-19
WI RA APPROVED 1998-04-15
  • PR RA
    APPROVED
    Since 2016-06-30
  • TX RA
    APPROVED_RES
    Since 2016-06-28
  • MN RA
    APPROVED
    Since 2013-11-19
  • WI RA
    APPROVED
    Since 1998-04-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Bayport, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2008 Present
Other Businesses

(1) R & T HOCKEY ENTERPRISES LLC; ADDRESS: 60 6TH ST S P19 MINNEAPOLIS, MN 55402; BUSINESS DESCRIPTION: JUNIOR HOCKEY TEAM; NOT INVESTMENT RELATED; START DATE: 12/02/2013; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) RONALD MCDONALD HOUSE; ADDRESS: 818 FULTON ST SE MINNEAPOLIS, MN 55414; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/12/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST IN DECISION MAKING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) HERB BROOKS FOUNDATION; ADDRESS: 1700 105TH AVE NE BLAINE, MN 55449; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/12/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ASSIST IN DECISION MAKING; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) SMS MAINSTREET; ADDRESS: N/A; BUSINESS DESCRIPTION: COMMERCIAL BUILDING/RESTAURANT; NOT INVESTMENT RELATED; START DATE: 07/30/2015; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 5) NAME OF ENTITY: Pipe Lake LLC ADDRESS: Pipe Lake WI INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Boat Shed CAPACITY: Owner - Passive, Other START DATE: 11/14/22 DUTIES: None..Keeping my space clean HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-13
S63 Uniform Securities Agent State Law Examination 1994-02-28
  • S66 Uniform Combined State Law Examination
    2000-12-13
  • S63 Uniform Securities Agent State Law Examination
    1994-02-28
Other Names
  • Thomas Sagissor

View on SEC IAPD

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