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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-10-24
  • PA RA
    APPROVED
    Since 2005-10-24

Branch Locations

1011 Brookside Road Suite 275, Allentown, PA 18106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
Grube Financial Services Allentown PA 08/1993 Present
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
  • 08/1993 → Present
    Grube Financial Services
    Allentown, PA
Previous Registrations
  • 1999-10-13 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1)CPA PRACTICE - 1011 BROOKSIDE ROAD SUITE 275, ALLENTOWN PA 18106 - TAX PLANNING & PREPERATION - OWNER, 40 HRS WEEKLY; 2) FIXED LIFE INSURANCE - THROUGH MACNAMEE GROUP IN WESTCHESTER PA- 1 HR WEEKLY, AGENT; 3) INSURANCE RENEWAL TRAILS ON LIFE INSURANCE SOLD THROUGH BISYS INSURANCE SERVICES, INC. AND CRUMP LIFE INSURANCE PRIOR TO 2/12/2014:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-19
  • S63 Uniform Securities Agent State Law Examination
    1993-11-19
Designations

View on SEC IAPD

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