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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-10-07
NH RA APPROVED 2010-10-06
  • MA RA
    APPROVED
    Since 2010-10-07
  • NH RA
    APPROVED
    Since 2010-10-06

Branch Locations

210 New Lancaster Road, Leominster, MA 01453 • United States

129 Gold Star Blvd, Worcester, MA 01606 • United States

18 Lyman Street, Westborough, MA 01581 • United States

225 Shrewsbury St., Worcester, MA 01604 • United States

Shrewsbury, MA • United States

350 John Fitch Highway, Fitchburg, MA 01420 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Technology Federal Credit Union Marlborough MA 09/2010 Present
Lpl Financial Marlborough MA 10/2010 Present
  • 09/2010 → Present
    First Technology Federal Credit Union
    Marlborough, MA
  • 10/2010 → Present
    Lpl Financial
    Marlborough, MA
Previous Registrations
  • 2005-04-08 → 2009-01-02
    Cetera Wealth Services, Llc
    Marlborough, MA
    Marlborough, MA
    Westboro, MA
    Marlboro, MA
Other Businesses

1. 6/12/2018 - Digital Federal Credit Union - DBA: Digital Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/25/2018 - 160 Hours Per Month/32 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-24
S63 Uniform Securities Agent State Law Examination 1993-12-27
  • S66 Uniform Combined State Law Examination
    2005-02-24
  • S63 Uniform Securities Agent State Law Examination
    1993-12-27

View on SEC IAPD

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