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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-08-02
MA RA APPROVED 2014-03-04
  • NH RA
    APPROVED
    Since 2023-08-02
  • MA RA
    APPROVED
    Since 2014-03-04

Branch Locations

14 Monument Square Suite 303A, Leominster, MA 01453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-03
S63 Uniform Securities Agent State Law Examination 1998-12-08
  • S65 Uniform Investment Adviser Law Examination
    2014-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-12-08

View on SEC IAPD

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