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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rollstone Bank & Trust | Worcester | MA | 05/2011 | Present |
| Lpl Financial Llc | Worcester | MA | 05/2011 | Present |
1. 12/2/2015: Rollstone Bank & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 12/12/2015 - 20 Hours Per Month During Securities Trading - Trust Investment Advisor. 2. 12/13/2018 - Rollstone Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-05 |
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