Matthew Christian Smith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Rollstone Bank & Trust
  Worcester, MA
• 05/2011 → Present
  Lpl Financial Llc
  Worcester, MA

Previous Registrations

• 2010-01-27 → 2011-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
• 2007-01-09 → 2009-06-01
  Voya Financial Advisors, Inc.
  Williamsport, PA
  Holden, MA
  Sterling, MA
  Bolton, MA
  Berlin, MA
  West Boylston, MA
  Boylston, MA

Other Businesses

1. 12/2/2015: Rollstone Bank & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 12/12/2015 - 20 Hours Per Month During Securities Trading - Trust Investment Advisor. 2. 12/13/2018 - Rollstone Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2018 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-18
• S63 Uniform Securities Agent State Law Examination
  1999-04-05