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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NH RA APPROVED 2021-10-25
MA RA APPROVED 2013-12-16
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NH RA
    APPROVED
    Since 2021-10-25
  • MA RA
    APPROVED
    Since 2013-12-16

Branch Locations

14 Monument Square Suite 303A, Leominster, MA 01453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2012 Present
Previous Registrations
Other Businesses

Fixed insurance sales, as an Agent, under the name 'Park View Wealth Management'; As of 02/03/12; 10% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-23
  • S63 Uniform Securities Agent State Law Examination
    1990-03-23

View on SEC IAPD

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