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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-08
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2009-06-08
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Irvine, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 09/2005 03/2020
Ameriprise Financial Services, Llc Long Beach CA 03/2020 Present
Other Businesses

Business Ownership; Office Sublet; I sublet office to advisors housed in AO 561 (3900 Kilroy Airport Way, Suite 190, Long Beach, CA 90806). I hold the master lease and rent back to advisors.; I sublet office to advisors housed in AO 561 (3900 Kilroy Airport Way, Suite 190, Long Beach, CA 90806). I hold the master lease and rent back to advisors.; 3900 Kilroy Airport Way, Suite 190, , Long Beach, CA, 90806; Not Investment-Related; 02/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-18
  • S63 Uniform Securities Agent State Law Examination
    1994-03-18
Other Names
  • Kevin John Marymoto

View on SEC IAPD

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