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Wendy Carlson Frame

Prosperity - An Eisneramper Company

Minneapolis, MN

Owings Mills, MD

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Current Employers
Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-26
  • MN RA
    APPROVED
    Since 2025-09-26

Branch Locations

2501 S. Wayzata Boulevard, Minneapolis, MN 55405 • United States

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eisner Advisory Group Llc Minneapolis MN 09/2022 Present
Lurie Llp Minneapolis MN 10/1996 09/2022
Prosperity - An Eisneramper Company Minneapolis MN 08/2025 Present
  • 09/2022 → Present
    Eisner Advisory Group Llc
    Minneapolis, MN
  • 10/1996 → 09/2022
    Lurie Llp
    Minneapolis, MN
  • 08/2025 → Present
    Prosperity - An Eisneramper Company
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-26
  • S65 Uniform Investment Adviser Law Examination
    2025-09-26
Other Names
  • Wendy Kathleen Carlson

View on SEC IAPD

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