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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3 Lear Jet Ln Stes 200N & 201N, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Education Funding Specialists, Inc. | Albany | NY | 11/2003 | Present |
| Invest Financial Corporation | Tampa | FL | 01/2017 | 02/2018 |
| Lpl Financial, Llc | Latham | NY | 02/2018 | Present |
1. 02/14/2018 - Empire Financial Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - Education Funding Specialists, Inc - Not Investment Related - 255 Washington Ave. Ext. Ste. 2015 Albany, NY 12205 - Other - President - Start Date 11/10/2003 - 50 Hours Per Month. 3. 7/3/2018 - EFS Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2018 - 100 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-20 |
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