David Roger Hirons

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 04/2018
  Rbc Capital Markets, Llc
  La Jolla, CA
• 05/2018 → Present
  Wedbush Securities Inc
  San Diego, CA

Previous Registrations

• 2014-10-23 → 2018-04-25
  Rbc Capital Markets, Llc
  La Jolla, CA
• 2008-01-01 → 2014-10-24
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 2002-12-04 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Diego, CA
  San Diego, CA
  St. Louis, MO
• 1997-07-08 → 2002-12-17
  Ubs Financial Services Inc.
  Carlsbad, CA

Other Businesses

INDEPENDENT CONTRACTOR/RETAIL MARKETING CONSULTANT; NOT INVESTMENT-RELATED; SAN DIEGO,CA; CONSULTING; START: 01/1998; APPROX: 10 HOURS MONTHLY, 0 HOURS DEVOTED DURING TRADING HOURS; DUTIES: PROJECT CONSULTANT

Exams

• S66 Uniform Combined State Law Examination
  2006-12-02
• S63 Uniform Securities Agent State Law Examination
  1994-03-21

Other Names

• David Roger Hirons