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Anne Elizabeth Norris

Wells Fargo Advisors Financial Network, LLC

Irvine, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-04
CA RA APPROVED 2016-05-23
  • TX RA
    APPROVED
    Since 2018-05-04
  • CA RA
    APPROVED
    Since 2016-05-23

Branch Locations

7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network. Llc Irvine CA 05/2016 Present
Previous Registrations
Other Businesses

PELORUS CAPITAL MANAGEMENT, LLC, INV RELATED, IRVINE, CA, 11% OWNERSHIP, START: 5/23/2016, 160 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
  • S66 Uniform Combined State Law Examination
    2012-06-14
Other Names
  • Anne Elizabeth Evans

View on SEC IAPD

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VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
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GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
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