Best Investors Account Sign in

Michael Thomas Clark

Rbc Capital Markets, LLC

Minneapolis, MN

Minneapolis, MN

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-08-15
  • MN RA
    APPROVED
    Since 2017-08-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Paul MN 06/2014 11/2016
Wells Fargo Clearing Services, Llc St. Paul MN 11/2016 01/2017
Cuna Brokerage Services, Inc. Waverly IA 01/2017 07/2017
Wings Financial Cu Eagan MN 01/2017 07/2017
Rbc Capital Markets, Llc Minneapolis MN 08/2017 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc
    St. Paul, MN
  • 11/2016 → 01/2017
    Wells Fargo Clearing Services, Llc
    St. Paul, MN
  • 01/2017 → 07/2017
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2017 → 07/2017
    Wings Financial Cu
    Eagan, MN
  • 08/2017 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Previous Registrations
  • 2017-01-13 → 2017-08-03
    Cuna Brokerage Services, Inc.
    Eagan, MN
    Apple Valley, MN
  • 2014-06-27 → 2017-01-10
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Inver Grove Heights, MN
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
S63 Uniform Securities Agent State Law Examination 1994-08-05
  • S66 Uniform Combined State Law Examination
    2014-06-27
  • S63 Uniform Securities Agent State Law Examination
    1994-08-05

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor