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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| CA | RA | APPROVED | 2013-01-09 |
Branch Locations
900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Santa Barbara | CA | 12/2012 | Present |
| Charles Schwab Bank, Ssb | Santa Barbara | CA | 12/2012 | Present |
| Rental Property | Ventura | CA | 12/2005 | Present |
12/01/2005-RENTAL PROPERTIES. OWNER/LANDLORD, VENTURA, CA. DUTIES INCLUDE: RENT OUT, FIX PLUMBING, MAKE SURE PROPERTY IS IN GOOD CONDITION AND RENT IS PAID ON TIME. NOT INVESTMENT RELATED. ONE HOUR PER MONTH AND NOT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-18 |
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