Andrew Lee Walton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Charles Schwab & Co., Inc.
  Santa Barbara, CA
• 12/2012 → Present
  Charles Schwab Bank, Ssb
  Santa Barbara, CA
• 12/2005 → Present
  Rental Property
  Ventura, CA

Previous Registrations

• 2010-05-24 → 2012-12-31
  Allstate Financial Advisors, Llc
  Camarillo, CA
  Carpinteria, CA
• 1998-03-26 → 2008-06-25
  Osaic Fa, Inc.
  Ventura, CA
  San Ramon, CA
  Oxnard, CA

Other Businesses

12/01/2005-RENTAL PROPERTIES. OWNER/LANDLORD, VENTURA, CA. DUTIES INCLUDE: RENT OUT, FIX PLUMBING, MAKE SURE PROPERTY IS IN GOOD CONDITION AND RENT IS PAID ON TIME. NOT INVESTMENT RELATED. ONE HOUR PER MONTH AND NOT DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2013-02-11
• S63 Uniform Securities Agent State Law Examination
  1994-01-18

Designations

• Certified Financial Planner

Other Names

• Andy Walton
• Andrew Walton