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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-10-08 |
Branch Locations
1700 West Wall St Suite 220, Midland, TX 79701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Midland | TX | 11/2013 | Present |
1)PREJOS PARTNERS / MIDLAND, TEXAS 79705 / PARTNERSHIP / OIL & GAS INDUSTRIES (EXPLORATION, PRODUCTION, INTEGRATED) / INVESTMENT IN ENERGY RELATED INVESTMENTS / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / PARTNER / MANAGE PARTNERSHIP / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? YES/ START DATE 11/01/2004. 2) J.D.M. and J.D.M Co-Ttees of M. Family Trust U/W/D 05/08/2014/ Midland/ TX 79707/ United States/ Co-Trustee,/ Manage investments and real estate/ Start Date 5/9/2014 3)PK Lakeside Storage/Sole proprietorship/ Principal Business Activity- Boat Storage Units/ Role -Proprietor / owner/ Duty- Owner and lease empty units/ Comp - Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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