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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2009-06-30 |
Branch Locations
6301 Waterford Blvd Ste 410, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 03/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1993 | Present |
| Nathan & Lewis Securities, Inc. | Oklahoma City | OK | 05/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2007 | Present |
1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. THE PRODUCER GROUP, LLC D/B/A THE TODD ORG, NON QUALIFIED EXECUTIVE BENEFITS, START DATE 11/07, 40 HRS/MO., INVESTMENT RELATED 3. MANAGER, TRUSTESS, LOWREY-HOUSTON FARMS LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER 4. MANGER,TRUSTEE, HOUSTON PROPERTIES LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER OF ENTITY CREATED TO HOLD ASSETS DISTRIBUTED FROM DECEASED PARENTS' TRUSTS 5. MANAGER, TRUSTEE, HOUSTON ENERGY LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER OF ENTITY CREATED TO HOLD ASSETS DISTRIBUTED FROM DECEASED PARENTS' TRUSTS. 6. BOARD MEMBER, UNITED PETROLEUM TRANSPORT, 4312 S GEORGIA PL, OKLAHOMA CITY, , OKLAHOMA, 73129, UNITED STATES OF AMERICA, PRIVATE, START DATE: 5/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ACT AS BOARD MEMBER; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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