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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-06-30
  • OK RA
    APPROVED
    Since 2009-06-30

Branch Locations

6301 Waterford Blvd Ste 410, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 03/1991 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1993 Present
Nathan & Lewis Securities, Inc. Oklahoma City OK 05/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2007 Present
  • 03/1991 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 10/1993 → Present
    Milwaukee, WI
  • 05/1999 → Present
    Nathan & Lewis Securities, Inc.
    Oklahoma City, OK
  • 08/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. THE PRODUCER GROUP, LLC D/B/A THE TODD ORG, NON QUALIFIED EXECUTIVE BENEFITS, START DATE 11/07, 40 HRS/MO., INVESTMENT RELATED 3. MANAGER, TRUSTESS, LOWREY-HOUSTON FARMS LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER 4. MANGER,TRUSTEE, HOUSTON PROPERTIES LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER OF ENTITY CREATED TO HOLD ASSETS DISTRIBUTED FROM DECEASED PARENTS' TRUSTS 5. MANAGER, TRUSTEE, HOUSTON ENERGY LLC, PRIVATE, START DATE: 10/1/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGER/MEMBER OF ENTITY CREATED TO HOLD ASSETS DISTRIBUTED FROM DECEASED PARENTS' TRUSTS. 6. BOARD MEMBER, UNITED PETROLEUM TRANSPORT, 4312 S GEORGIA PL, OKLAHOMA CITY, , OKLAHOMA, 73129, UNITED STATES OF AMERICA, PRIVATE, START DATE: 5/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ACT AS BOARD MEMBER; NOT INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
S63 Uniform Securities Agent State Law Examination 2001-09-17
  • S66 Uniform Combined State Law Examination
    2006-09-14
  • S63 Uniform Securities Agent State Law Examination
    2001-09-17

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