Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rancho Mirage | CA | 05/2009 | 11/2016 |
| Lpl Financial Llc | Indio | CA | 06/2026 | Present |
| Wells Fargo Clearing Services, Llc | Rancho Mirage | CA | 11/2016 | 06/2026 |
1. 6/2026 - Franklin Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/8/2026 2. 6/2026 - Franklin Management Group - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/8/2026 3. 6/2026 - Stampin Up - Direct Sales/ MLM - NOT INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Riverton UT 84065 - OBA Start date: 07/17/2015 4. 6/2026 - Etsy - Direct Sales/ MLM - NOT INV REL - 5 Hour(s)/Month – 0 Hour(s) During Trading - Brooklyn NY 11201 - OBA Start date: 06/01/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-27 |
Reach out to this advisor