Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
CA RA APPROVED 2022-09-06
  • TX RA
    APPROVED
    Since 2026-01-21
  • CA RA
    APPROVED
    Since 2022-09-06

Branch Locations

79234 Highway 111, La Quinta, CA 92253 • United States

34340 Monterey Ave, Palm Desert, CA 92211 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc La Quinta CA 05/2022 Present
Wells Fargo Bank, Na La Quinta CA 06/2014 Present
Other Businesses

GRUBHUB; NOT INV. RELATED; CHICAGO, IL; DELIVERY DRIVER; START 9/12/2022 ; 20 HRS PER MONTH; 0 HRS DURING TRADING. NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 11/22/2022, 40 HOURS PER MONTH, ZREO HOURS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06
Other Names
  • John Frederick Sloop
  • John Frederick Sloop

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in La Quinta, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor