Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-21 |
| CA | RA | APPROVED | 2022-09-06 |
Branch Locations
79234 Highway 111, La Quinta, CA 92253 • United States
34340 Monterey Ave, Palm Desert, CA 92211 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | La Quinta | CA | 05/2022 | Present |
| Wells Fargo Bank, Na | La Quinta | CA | 06/2014 | Present |
GRUBHUB; NOT INV. RELATED; CHICAGO, IL; DELIVERY DRIVER; START 9/12/2022 ; 20 HRS PER MONTH; 0 HRS DURING TRADING. NOTARY PUBLIC, NOT INV RELATED, STATE OF CALIFORNIA, START 11/22/2022, 40 HOURS PER MONTH, ZREO HOURS DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-06 |
Reach out to this advisor