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John M Polovick

J.P. Morgan Securities LLC

La Quinta, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

78805 Hwy 111, La Quinta, CA 92253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. La Quinta CA 10/2012 Present
Jpmorgan Securities, Llc La Quinta CA 10/2012 Present
  • 10/2012 → Present
    Jp Morgan Chase Bank, N.A.
    La Quinta, CA
  • 10/2012 → Present
    Jpmorgan Securities, Llc
    La Quinta, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Palm Desert, CA
    Rancho Mirage, CA
    La Quinta, CA
    Indio, CA
    Cathedral City, CA
    Palm Desert, CA
    Rancho Mirage, CA
    Indio, CA
    Indio, CA
    Palm Desert, CA
  • 2006-02-21 → 2009-05-02
    Wamu Investments, Inc.
    Yucca Valley, CA
    Palm Springs, CA
    Desert Hot Springs, CA
    Palm Springs, CA
    Rancho Mirage, CA
    Palm Desert, CA
    Palm Desert, CA
    Indio, CA
    La Quinta, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-24
  • S63 Uniform Securities Agent State Law Examination
    1997-03-24
Other Names
  • Michael J Polovick
  • Mike Polovick
  • John Michael Polovick

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · La Quinta, CA
WELLS FARGO CLEARING SERVICES, LLC · LA QUINTA, CA
DST WEALTH MANAGEMENT LLC · INDIAN WELLS, CA
INDEPENDENT ADVISOR ALLIANCE, LLC · La Quinta, CA
NWF ADVISORY SERVICES INC · Indio, CA
LPL FINANCIAL LLC · INDIO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · La Quinta, CA
WELLS FARGO CLEARING SERVICES, LLC · PALM DESERT, CA

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