Christopher Alan Clapinski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 03/2019
  Raymond James & Associates, Inc.
  Palm Desert, CA
• 05/2019 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Riverside, CA

Previous Registrations

• 2019-05-07 → 2025-05-15
  Cuso Financial Services, L.P.
  Rancho Mirage, CA
  Hemet, CA
  Indio, CA
  Riverside, CA
  Corona, CA
  Murrieta, CA
  Riverside, CA
  Rancho Mirage, CA
• 2011-02-02 → 2019-04-03
  Raymond James & Associates, Inc.
  Palm Desert, CA
• 2009-06-01 → 2011-02-10
  Morgan Stanley
  Palm Desert, CA
• 2007-07-25 → 2009-06-01
  Citigroup Global Markets Inc.
  Palm Desert, CA

Other Businesses

1- 05/15/2025 - Altura Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading 2- 05/15/2025 - Palm Desert High School - Coach/ Sports/ Fitness - Not Investment Related - La Quinta, CA - Start Date 02/03/2025 - 20 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-11
• S63 Uniform Securities Agent State Law Examination
  2007-06-29

Other Names

• Christopher Clopinski
• Christopher Clapinski