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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-30
  • CA RA
    APPROVED
    Since 2026-04-30

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

49201 Grapefruit Blvd, Coachella, CA 92236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Desert CA 10/2024 10/2025
Bank Of America Palm Desert CA 01/2022 10/2024
Bank Of America Palm Desert CA 06/2020 01/2022
Unemployed Desert Hot Springs CA 03/2020 06/2020
Hotel Zoso Palm Springs CA 08/2019 04/2020
Taco Bell Desert Hot Springs CA 11/2017 08/2019
Mojave River Academy Desert Hot Springs CA 08/2018 01/2020
Desert Hot Springs High School Desert Hot Springs CA 08/2016 12/2017
Bank Of America, N.A. Palm Desert CA 12/2024 10/2025
Wells Fargo Clearing Services, Llc Coachella CA 04/2026 Present
Wells Fargo Bank, Na Coachella CA 04/2026 Present
Unemployed Desert Hot Springs CA 10/2025 04/2026
  • 10/2024 → 10/2025
    Palm Desert, CA
  • 01/2022 → 10/2024
    Bank Of America
    Palm Desert, CA
  • 06/2020 → 01/2022
    Bank Of America
    Palm Desert, CA
  • 03/2020 → 06/2020
    Unemployed
    Desert Hot Springs, CA
  • 08/2019 → 04/2020
    Hotel Zoso
    Palm Springs, CA
  • 11/2017 → 08/2019
    Taco Bell
    Desert Hot Springs, CA
  • 08/2018 → 01/2020
    Mojave River Academy
    Desert Hot Springs, CA
  • 08/2016 → 12/2017
    Desert Hot Springs High School
    Desert Hot Springs, CA
  • 12/2024 → 10/2025
    Bank Of America, N.A.
    Palm Desert, CA
  • 04/2026 → Present
    Coachella, CA
  • 04/2026 → Present
    Wells Fargo Bank, Na
    Coachella, CA
  • 10/2025 → 04/2026
    Unemployed
    Desert Hot Springs, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
  • S66 Uniform Combined State Law Examination
    2025-02-03

View on SEC IAPD

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