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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 09/2014 | Present |
North Avondale Recreation Center - 617 Clinton Springs Ave., Cincinnati, OH 45229 - Community recreation center - support staff - 40 hrs/mo (0 during trade hrs) - not investment related - will not interfere with duties at firm -------------------------------------------------------------------------------- Hamilton County Board of Elections - Hamilton County, OH - troubleshooter - 5 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-20 |
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