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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-03-23 |
| TX | RA | APPROVED_RES | 2021-03-22 |
Branch Locations
3825 Edwards Road - Suite 630, Cincinnati, OH 45209 • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Cincinatti | OH | 02/2006 | 03/2021 |
| Bank Of America,Na | Cincinnatti | OH | 12/2009 | 03/2021 |
| Rockefeller Financial Llc | Cincinnati | OH | 03/2021 | Present |
LNGC located at 635 West 7th Street - Unit 309, Cincinnati OH 45203. Mr. Fieler is a member of the board of directors, service in the Finance Committee. LNGC is non-profit helping with literacy issues. Mr. Fieler started in this role in January 2011 and spends approximately two hours per month outside of business hours on this non-investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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